The United States Electoral College is the electoral college that chooses the President and Vice President of the United States at the conclusion of each presidential election. The Electoral College was established by Article Two, Section One of the United States Constitution and votes every four years with electors from each state. The electoral process was modified in 1804 with the ratification of the 12th Amendment and again in 1961 with the ratification of the 23rd Amendment.
The Electoral College is administered at the national level by the National Archives and Records Administration via its Office of the Federal Register. The actual meetings of electors in each state are administered by state officials.
The present allotment of electors by state is shown in the article List of U.S. states by population.
Each state has as many electors as it has Representatives and Senators. Under the 23rd Amendment, the District of Columbia is allocated as many electors as it would have if it were a state, except that it cannot have more electors than the least populous state. The least populous state (currently, Wyoming - which has fewer people than Washington, D.C.) has 3 electors, so the District cannot have more than 3 electors. If the least populous state had 4 electors, however, the District would be entitled to a maximum of 4 electors.
The number of electors allocated to each state can change every ten years, according to changes in membership in the House of Representatives that result from reapportionment of seats pursuant to the decennial United States Census.
Since each state has two senators, the number of electors for the state is two more than the number of representatives for the state. Because the number of representatives for each state is determined decennially by the United States Census, the electoral votes for each state are also effectively determined by the Census every ten years.
If no candidate for President receives an absolute electoral majority, then the new House of Representatives is required to go into session immediately to vote for President. In this case, the House of Representatives chooses from the three candidates who received the most electoral votes. The House votes en-bloc by state for this purpose (that is, one vote per state, which is determined by the majority decision of the delegation from that state; if a state delegation is evenly split that state is considered as abstaining). This vote would be repeated if necessary until one candidate receives the votes of more than half the state delegations—at least 26 state votes, given the current number, 50, of states in the union.
If no candidate for Vice President receives an absolute majority of electoral votes, then the United States Senate must do the same, with the top two vote getters for that office as candidates. The Senate votes in the normal manner in this case, not by States. It is unclear if the sitting Vice President would be entitled to cast his usual tie-breaking vote if the Senate should be evenly split on the matter.
If the House of Representatives has not chosen a winner in time for the inauguration (noon on January 20), then the Constitution of the United States specifies that the new Vice President becomes Acting President until the House selects a President. If the winner of the Vice Presidential election is not known by then either, then under the Presidential Succession Act of 1947, the Speaker of the House of Representatives would become Acting President until the House selects a President or the Senate selects a Vice President.
On the one hand, the Twelfth Amendment specifies that the Senate should choose the Vice President, and it does not admit of a time limit on the selection process. On the other hand, the Twenty-Fifth Amendment allows the President to nominate a Vice President if a vacancy should occur.
As of 2006, the House of Representatives has elected the President on two occasions, in 1801 and in 1825. The Senate has chosen the Vice President once, in 1837.
A faithless elector is one who casts an electoral vote for someone other than whom they have pledged to elect. On 158 occasions, electors have cast their votes for president or vice president in a different manner than that prescribed by the legislature of the state they represent. Of those, 71 votes were changed because the original candidate died before the elector was able to cast a vote. Two votes were not cast at all when electors chose to abstain from casting their electoral vote for any candidate. The remaining 85 were changed by the elector's personal interest or perhaps by accident. Usually, the faithless electors act alone. An exception was in 1836 when 23 Virginia electors changed their vote together. In that year, Johnson did not receive the minimum votes to become the Vice President but ultimately won the office on the first ballot by the United States Senate in 1837. Still, no faithless elector has ever changed the ultimate outcome of any election.
There are laws to punish faithless electors in 24 states. While no faithless elector has ever been punished, the constitutionality of state pledge laws was brought before the Supreme Court in 1952 (Ray v. Blair, 343 US 214). The court ruled in favor of state's right to legally require electors to vote as pledged, as well as remove electors who refuse to pledge. As stated in the ruling, electors are acting as a function of the state, not the federal government. Therefore, states have the right to govern electors.
Since a state's electoral slate is chosen by the political party, and electors are usually those with high loyalty to the party and its candidate, a faithless elector runs a greater risk of party censure than governmental action.
Regardless of why the system was chosen, the term "Electoral College" is not used in the United States Constitution, and it was not until the early 1800s that it came into general usage as the unofficial designation for the group of citizens selected to cast votes for President and Vice President. It was first written into Federal law in 1845, and today the term appears in , in the section heading and in the text as "college of electors."
Section 1, Article II of the Constitution says, "Each state shall appoint, in such manner as the Legislature thereof may direct, a number of electors, equal to the whole number of Senators and Representatives to which the State may be entitled in the Congress: but no Senator or Representative, or person holding an office of trust or profit under the United States, shall be appointed an elector." It then goes on to describe how the electors vote for President.
Originally, each elector voted for two persons, with no designation for President or Vice President. The person receiving the greatest number of votes (provided that such a number was a majority of electors) would be President, while the individual who was in second place became Vice President (and did not need the backing of the majority of electors; in theory the Vice President could have been elected with the support of as few as two electors if every other elector either cast the sole vote for a candidate, voted for a virtually unanimous choice for President or did not cast their second vote). If no one had received a majority of votes, then the House of Representatives would choose between the five highest vote-getters, with each state casting one vote. In such a case, the person who received the highest number of votes but was not chosen President would become Vice President. If there was ever a tie for second, then the Senate would choose the Vice President.
The original plan, while working extremely well in the absence of political parties and organized presidential campaigns, broke down almost immediately once they developed. In 1796, for instance, rumors of conspiracies led to some Federalist electors only using one of their two votes so that their Presidential candidate John Adams came in first, but the (Democratic-)Republican candidate for President, Thomas Jefferson, placed second. Thus, the President and Vice President were from different parties. Although a situation like that is arguably not a problem, the situation that occurred in 1800 was most certainly a problem: Republicans Jefferson and Aaron Burr tied the vote. Jefferson was the intended presidential contender, while Burr was the Vice Presidential one. However, electors did not differentiate between the two, nor could they under the system of the time, and all electors supporting them cast one vote for each. The electors for the Federalists, however, arranged it so that one elector voted for the Federalist presidential candidate but not for the Vice Presidential candidate. They voted instead for another person altogether. The election was thrown into the House of Representatives, which was controlled by the Federalists. The House voted 35 times, with Alexander Hamilton offering his support to Thomas Jefferson with the condition that Jefferson support certain Federalist policies and office-holders. Jefferson won on the thirty-sixth ballot after Delaware's only Representative, James Bayard—a Burr supporter—abstained in exchange for the terms Hamilton had originally offered. Burr became Vice President. For this, and numerous other reasons, Burr held a grudge against Hamilton, whom he later killed in a duel.
To address the problem of the 1800 election, the Twelfth Amendment to the United States Constitution was passed. It made some minor and major changes to the Constitution. First, electors would no longer cast two ballots for President. Instead, they would cast one vote for President and a separate vote for Vice President. The individual receiving a majority of votes in a particular election would be elected. If no one received a majority in the presidential election, then the House of Representatives would choose between the top three, again voting by state. Similarly, the Senate chooses between the top two in the case of the Vice President. Under the new rules, the House of Representatives did elect the President on one more occasion: the 1824 four-way race among Andrew Jackson, John Quincy Adams, William H. Crawford, and Henry Clay resulted in no candidate receiving an absolute majority of electoral votes. The House elected Adams on the first ballot, even though Jackson received the most electoral and popular votes.
Under the provisions of the Constitution there is no requirement for a state to poll its voters. The state legislature can in theory appoint the electors as it likes, and, until 1860, South Carolina did just this. Furthermore, in 1788 the concept of "democracy" was widely seen as analogous to mob-rule, while the idea of political parties was equally frowned upon, and so the idea of a directly elected head of state was anathema to many. The Federalist Papers suggest that it was commonly assumed by the Founding Fathers that most Presidents would be selected by the House of Representatives.
While the current system of winner-takes-all has been used in some states since the first presidential election in 1789, in the early history of the United States, many different methods of choosing electors were tried.
By far the most popular method of choosing electors after winner-takes-all is selection by the state legislature. It was used by more than half of the states in 1792 and 1800 and exactly half of the states in 1812. One of the reasons that most United States history textbooks don't start reporting the popular vote until the election of 1824 is because more than a quarter of all the states used legislative choice in previous elections, so there was no popular vote in those states. Even in 1824, when Andrew Jackson famously accused Adams and Clay of a "Corrupt bargain" because he lost in spite of having pluralities of both the popular and electoral votes, a full quarter of the states (6 of 24) has the state legislatures choose their electors. By the following election, only Delaware and South Carolina continued to use legislative choice, and Delaware dropped out the following election. South Carolina stubbornly held on to legislative choice until they became the first state to secede in December 1860.
Legislative appointment made two more appearances on the electoral stage: first, in 1868, the newly reconstructed state of Florida appointed its electors, having been readmitted too late to hold elections. Then, in 1876, the newly admitted state of Colorado used legislative choice due to a lack of time and money to hold an election. (It was also a potent threat in the 2000 election: had the recounts continued, the Florida legislature was prepared to appoint the Republican slate of electors to avoid missing the federal deadline for choosing electors.)
Appointment by state legislature is the constitutional default: the Constitution gives the power to the state legislatures to decide how electors are chosen, and it is easier (and cheaper) for a state legislature to simply appoint a slate of electors than to create a legislative framework for holding elections to determine the electors. As noted above, the two situations in which legislative choice has been used since the Civil War have both been because there was not enough time or money to prepare for an election. However, appointment by state legislature has a serious flaw, aside from its democratic deficit: legislatures can deadlock more easily than the electorate. In fact, this is precisely what happened in 1789, when New York failed to appoint any electors.
Another method for choosing electors is to divide the state up into electoral districts, and the voters of each district get to choose a single elector, much as states are presently divided into congressional districts for choosing representatives. The electoral districts cannot correspond with congressional districts, because there are two more electoral districts than congressional districts. Obviously, this method is prone to gerrymandering.
This method had a fairly stable set of adherents and was the last non-legislative method to go extinct. It died out as the Second Party System developed, unable to compete with winner-take-all in a partisan environment. It experienced a brief renaissance in Michigan in 1892, but was immediately returned to winner-take-all for the following election. Michigan's electoral vote was split 9–6 in the 1892 election.
| States using electoral districts | |||||
|---|---|---|---|---|---|
| 1789 | Virginia | ||||
| 1792 | Virginia | Kentucky | |||
| 1796 | Virginia | Kentucky | Maryland | North Carolina | |
| 1800 | Kentucky | Maryland | North Carolina | ||
| 1804 | Kentucky | Maryland | North Carolina | Tennessee | |
| 1808 | Kentucky | Maryland | North Carolina | Tennessee | |
| 1812 | Kentucky | Maryland | Tennessee | ||
| 1816 | Kentucky | Maryland | Tennessee | ||
| 1820 | Kentucky | Maryland | Tennessee | Illinois | |
| 1824 | Kentucky | Maryland | Tennessee | Illinois | Missouri |
| 1828 | Maryland | Tennessee | |||
| 1832 | Maryland | ||||
| 1892 | Michigan |
The method currently used to select electors in Maine and Nebraska is actually very old. It was first used by Massachusetts, which used it in the elections of 1804, 1812, and 1820. After Maine split off from Massachusetts in 1820, it used this method through the election of 1828, then abandoned it for 144 years before returning to it for the election of 1972.
In the 18 state contests in which this method has been used, only once has it achieved a result different from winner-take-all: in Maine, in 1828, 1 of Maine's 9 electoral votes went to Andrew Jackson.
Nebraska also currently uses the same system as Maine.
In its first two presidential elections, Tennessee used a unique method of choosing its electors. The state is constitutionally divided into three Grand Divisions. In both of these elections, Tennessee had three electors, so each Grand Division would choose one of the electors. Each Grand Division in turn comprised several counties. Each of these counties would choose an electoral delegate by popular vote. The county delegates for each Grand Division would then meet and in turn choose the elector for that Grand Division.
This system was retired in 1804, when reapportionment gave Tennessee five electors.
In 1828, New York used its own unique variant of the Maine method for choosing electors. Just as Maine and Nebraska now do, voters in each congressional district would select one elector. Then these electors would in turn choose the remaining electors, instead of these electors being directly determined by voters statewide. In this single state contest, it resulted in a 20–16 split between Andrew Jackson and John Quincy Adams.
Proponents counter that electoral votes are worth more when they are bunched up together. In other words, 21 electors are worth more than 7 sets of 3 electors, because 21 EVs could easily turn the result of the election, while a person voting in a 3-electoral vote state would not have such a proportionally large effect on the result.
In practice, Presidential campaigns do not place great emphasis on winning the states with small populations. They do of course pour the bulk of their resources into "battleground states" which are equally divided between the two major parties—but the large battleground states get more resources than the smaller ones, not fewer. In any case, the small states are a diverse group and it would be virtually impossible for a candidate to find a coherent set of policies which would favor them at the expense of the larger states.
Proponents of the system counter that the Electoral College requires candidates to garner more widespread support throughout the Union; a popular vote system could elect a person who wins by a large margin in a few states over another person who wins by small margins in most states. The latter candidate, the argument goes, has to appeal to a broader array of interests than the former and is less likely to be a demagogue or extremist. Beneficiaries of the proclaimed losses of the "disenfranchised" could likely find themselves equal claimants of disenfranchisement were a reversal of the situation more obvious. Since the system does not easily lend itself to analysis of disenfranchisement of "small states", however, no such claims are extant.
Proponents claim, however, that adoption of the popular vote would simply shift the disproportionate focus to large cities at the expense of rural areas.
Some proponents of proportional representation claim that, because third parties generally start as regional phenomena and because the Electoral College is a form of regional allocation, the Electoral College would enhance the power of third parties if electoral votes were allocated by proportional representation.
Any attempt to amend the Constitution to allow these nationals to vote for electors would be complicated by the need to come up with a formula for the number of electors to be chosen by these nationals that would mesh well with the existing formula for states and the District of Columbia. Opponents of the Electoral College system argue that a direct election would avoid this complication.
In the election of 1872, Democratic candidate Horace Greeley did in fact die before the meeting of the electoral college, resulting in Democratic disarray; the candidates split their votes across several candidates, including three votes cast for the deceased Greely! It hardly mattered, however, as President Ulysses S. Grant, the Republican incumbent had already won an absolute majority of electors. In this instance, at least, the death of the candidate, far from fostering unity and collective wisdom from these representatives of the people, instead created chaotic and, fortunately, meaningless disarray.
As a practical matter, this system would be very difficult to implement. According to the Constitution, the state legislatures decide how electors are chosen. It is usually against the interest of an individual state to switch to a method of proportional allocation because it reduces that state's influence in the Electoral College. For example, in 2004, the state of Colorado voted down an initiative on its 2004 ballot, Amendment 36, which would have instituted a system of proportional allocation of electors beginning immediately with the 2004 election. Let's suppose that in 2006, Amendment 36 were put back on the ballot and passed. Then Colorado would not be a swing state in 2008, no matter how closely contested it might be. Instead of candidates vying for all nine of Colorado's votes, they would be fighting for a single vote.
A perceived problem with dividing electoral votes proportionally is that it would be harder for a candidate to achieve a majority of the electoral vote, since a proportional system would enable a third party candidate to win electoral votes. If this system had been used in 1992 and 1996, and all electors had voted as pledged, there would have been no winner at all, and the House of Representatives would have chosen the president, whilst the Senate selected the Vice President. In 1996 Robert Dole would almost certainly have been the House winner, and Jack Kemp the Senate, as well, despite receiving significantly fewer votes than Bill Clinton and Al Gore. In 2000, Al Gore would have received 269 electoral votes, George W. Bush 263, and Ralph Nader 6. If all electors voted as pledged, the Presidential race would have gone to the House, and Bush likely would have won, but the Vice Presidential decision in the Senate would have likely split 51–50 for Lieberman, with Al Gore casting the deciding vote.
However, this kind of allocation would still make it possible for the loser of the popular vote to become president. If every state used the Maine–Nebraska system, George W. Bush would have won in 2000 by an even larger Electoral College majority than he did with winner-take-all. Also, dividing electoral votes by House district winners would create yet another incentive for partisan gerrymandering. In 1960, if a district system had been used Richard Nixon would have been elected, despite losing the popular vote.
Another perceived problem with this suggestion is that it would actually further increase the advantage of small states. In winner-take-all, the small states' disproportionally high number of electors is partially offset by the fact that large states with their big electoral blocks are such a highly desirable boon to a candidate that large swing states actually receive much more attention during the campaign than smaller states. In proportional representation or Maine–Nebraska, this advantage of the large states would be gone.
Yet another argument with both Maine–Nebraska and proportional representation is that even if it is considered superior as a nationwide system, winner-take-all generally maximizes the power of an individual state and thus while it might be in the interest of the nation, it is not in the interest of the state to adopt any other system. Since the United States constitution gives the states the power to chose their method of appointing the electors, nationwide Maine–Nebraska without a constitutional amendment mandating it seems unlikely, and the passage of such an amendment seems equally unlikely since the House delegations of the largest states (against whose interests such a system would be), taken together, easily surpass the one third of the House size that is needed to block a constitutional amendment.
Proponents of this suggestion say that this will preserve the Electoral College's benefits and make the system more democratic at the same time. Others say this will remove the extra power given to the small states intended to make elections fairer and there would still exist the phenomenon of non-swing states being ignored.
Historian Arthur Schlesinger, Jr. has proposed decreasing the number of electors in the Electoral College from 538 to 438, with each state alloted the same number of votes as their number of representatives in the House of Representatives (with 3 votes for the District of Columbia). Each state would be required to use a "winner-take-all" system. Then, 100 votes would automatically be given to the winner of the national popular vote. Schlesinger felt that this would maintain the stability of a two-party system (as a "winner-take-all system" already does), while virtually guaranteeing that the person who wins the national popular vote would automatically win the Presidental election.
A popular election could occur without amending the US constitution. Since individual state laws determine how their Electoral College votes are to be cast, if a sufficient number of states chose their electors by national popular vote rather than state popular vote, then a national popular vote would occur in practice. For example, a group of states that together control 270 or more electoral votes could guarantee that the presidency always goes to the winner of the national popular vote merely by changing their state election laws to specify that their electoral votes would go to the winner of the national popular vote count. States would approve such laws one by one, specifying that the new method would not come into use until enough states have passed identical laws. As of June 2006, such an interstate compact was under serious consideration in the Legislatures of California, Louisiana, Colorado, Illinois, Missouri and New York, as part of the National Popular Vote plan. Legislators in Vermont and Arizona also announced intent to sponsor similar measures in their states' next legislative cycles.*
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