Silk Road

The Silk Road (; Persian راه ابریشم; Râh-e Abrisham; Turkish: İpekyolu; Kyrgyz: Жибек жолу (Ğibek ğolu); Hungarian: Selyemút) was an interconnected series of routes through Southern Asia traversed by caravan and ocean vessel, and connecting Chang'an (today's Xi'an), China, with Antioch, Asia Minor, as well as other points. Its length carries over 8,000 km (5,000 miles) long. Its influence carried over into Japan and Korea. These exchanges were significant not only for the development and flowering of the great civilizations of China, ancient Egypt, Mesopotamia, Persia, India and Rome but also helped to lay the foundations of our modern world. Silk road is a translation from the German Seidenstraße, the term first used by German geographer Ferdinand von Richthofen in the 19th century.

The continental Silk Road diverges into northern and southern routes as it extends from the commercial centers of North China, the northern route passing through the Bulgar–Kypchak zone to Eastern Europe and the Crimean peninsula, and from there across the Black Sea, Marmara Sea and the Balkans to Venice; the southern route passing through Turkestan–Khorasan into Mesopotamia and Anatolia, and then through Antioch in Southern Anatolia into the Mediterranean Sea or through the Levant into Egypt and North Africa.

The last missing railroad link on the Silk Road was completed in 1992, when the international railway communication Almaty–Urumqi opened.

The Silk Road on the Sea extends from South China, present-day Philippines, Brunei, Siam, Malacca, Ceylon, India, Persia, Egypt, Italy, Portugal and Sweden. On August 7 2005 it was reported that the Antiquity and Monument Office of Hong Kong was planning to propose the Silk Road on the Sea as a UNESCO World Heritage Site.

Origins

Cross-continental travel

As accomplished waterway shipping and domestication of efficient pack animals both increased the capacity for prehistoric peoples to carry heavier loads over greater distances, cultural exchanges and trade developed rapidly. For example, shipping in predynastic Egypt was already established by the 4th millennium BC along with domestication of the donkey, with the dromedary possibly having been domesticated as well. Domestication of the Bactrian camel and use of the horse for means of transport then followed (see Domestication of the horse).

Just as waterways provide easy means for distant transport, broad stretches of grasslands — all the way from the shores of the Pacific to Africa and deep into the heart of Europe — provide fertile passage for grazing, plus water and fuel for caravans. These waterway and overland routes allowed passage that avoided trespassing on agricultural lands, presenting ideal conditions for caravans, merchants to travel immense distances without arousing the hostility of more settled peoples.

Ancient transport

The ancient peoples of the Sahara had already imported domesticated animals from Asia between 7500 and 4000 BC. Foreign artifacts dating to the 5th millennium BC in the Badarian culture of Egypt indicate contact with distant Syria By the beginning of the 4th millennium BC, ancient Egyptians in Maadi were importing pottery construction ideas from Canaan [http://www.touregypt.net/featurestories/maadi.htm" target="_blank" >^*.

Lapis lazuli was being traded from its only known source in the ancient world — Badakshan, in what is now northeastern Afghanistan — as far as Mesopotamia and Egypt by the second half of the 4th millennium BC. By the third millennium BC lapis lazuli trade was extended to Harappa and Mohenjo-daro in the Indus valley.

Routes along the Persian Royal Road (constructed 5th century BC) may have been in use as early as 3500 BC. Between 1979 and 1985, charcoal samples found in the tombs of Nekhen, which were dated to the Naqada I and II periods, were identified as cedar from Lebanon ^*.

In 1994 excavators discovered an incised ceramic shard with the serekh sign of Narmer, dating to circa 3000 BC. Mineralogical studies reveal the shard to be a fragment of a wine jar exported from the Nile valley to Israel (see Narmer).

The ancient harbor constructed in Lothal, India, may be the oldest sea-faring harbor known.

Egyptian maritime trade

The Palermo stone mentions King Sneferu of the 4th Dynasty sending ship to import high-quality cedar from Lebanon (see Sneferu). In one scene in the pyramid of Pharaoh Sahure of the Fifth Dynasty, Egyptians are returning with huge cedar trees. Sahure's name is found stamped on a thin piece of gold on a Lebanon chair, and 5th dynasty cartouches were found in Lebanon stone vessels. Other scenes in his temple depict Syrian bears. The Palermo stone also mentions expeditions to Sinai as well as to the diorite quarries northwest of Abu Simbel.

The oldest known expedition to the Land of Punt was organized by Sahure, which apparently yielded a quantity of myrrh, along with malachite and electrum. The 12th-Dynasty Pharaoh Senusret III had a "Suez" canal constructed linking the Nile River with the Red Sea for direct trade with Punt. Around 1950 BC, in the reign of Mentuhotep III, an officer named Hennu made one or more voyages to Punt. A very famous expedition was conducted by Nehsi for Queen Hatshepsut in the 15th century BC to obtain myrrh; a report of that voyage survives on a relief in Hatshepsut's funerary temple at Deir el-Bahri. Several of her successors, including Thutmoses III, also organized expeditions to Punt.

Chinese and Central Asian contacts

From the 2nd millennium BC nephrite jade was being traded from mines in the region of Yarkand and Khotan to China. Significantly, these mines were not very far from the lapis lazuli and spinel ("Balas Ruby") mines in Badakhshan and, although separated by the formidable Pamir Mountains, routes across them were, apparently, in use from very early times.

The Tarim mummies, Chinese mummies of non-Chinese, apparently western, individuals, have been found in the Tarim Basin, such as in the area of Loulan located along the Silk Road 200 km east of Yingpan, dating to as early as 1600 BC and suggesting very ancient contacts between East and West. It has been suggested that these mummified remains may have been of people related to the Tocharians whose Indo-European language remained in use in the Tarim Basin (modern day Xinjiang) of China until the 8th century.

Some remnants of what was probably Chinese silk have been found in Ancient Egypt from 1070 BC. Though the originating source seems sufficiently reliable, silk unfortunately degrades very rapidly and we cannot double-check for accuracy whether it was actually cultivated silk (which would almost certainly have come from China) that was discovered or a type of "wild silk," which might have come from the Mediterranean region or the Middle East.

Following contacts of metropolitan China with nomadic western and northwestern border territories in the 8th century BC, gold was introduced from Central Asia, and Chinese jade carvers began to make imitation designs of the steppes, adopting the Scythian-style animal art of the steppes (descriptions of animals locked in combat). This style is particularly reflected in the rectangular belt plaques made of gold and bronze with alternate versions in jade and steatite.

Persian Royal Road

By the time of Herodotus (c. 475 BC) the Persian Royal Road ran some 2,857 km from the city of Susa on the lower Tigris to the port of Smyrna (modern Izmir in Turkey) on the Aegean Sea. It was maintained and protected by the Achaemenid empire (c.700-330 BC) and had postal stations and relays at regular intervals. By having fresh horses and riders ready at each relay, royal couriers could carry messages the entire distance in 9 days, though normal travellers took about three months. This Royal Road linked into many other routes. Some of these, such as the routes to India and Central Asia, were also protected by the Achaemenids, encouraging regular contact between India, Mesopotamia and the Mediterranean. There are accounts in Esther of dispatches being sent from Susa to provinces as far out as India and Cush during the reign of Xerxes (485-465 BC).

Hellenistic conquests

The first major step in opening the Silk Road between the East and the West came with the expansion of Alexander the Great deep into Central Asia, as far as Ferghana at the borders of the modern-day Xinjiang region of China, where he founded in 329 BC a Greek settlement in the city of Alexandria Eschate "Alexandria The Furthest", Khujand (also called Khozdent or Khojent — formerly Leninabad), in the state of Tajikistan.

When Alexander the Great’s successors, the Ptolemies, took control of Egypt in 323 BC, they began to actively promote trade with Mesopotamia, India, and East Africa through their ports on the Red Sea coast, as well as overland. This was assisted by the active participation of a number of intermediaries, especially the Nabataeans and other Arabs. The Greeks were to remain in Central Asia for the next three centuries, first through the administration of the Seleucid Empire, and then with the establishment of the Greco-Bactrian Kingdom in Bactria. They kept expanding eastward, especially during the reign of Euthydemus (230–200 BC), who extended his control to Sogdiana, reaching and going beyond the city of Alexandria Eschate. There are indications that he may have led expeditions as far as Kashgar in Chinese Turkestan, leading to the first known contacts between China and the West around 200 BC. The Greek historian Strabo writes that “they extended their empire even as far as the Seres (China) and the Phryni” (Strabo XI.XI.I).

Chinese exploration of Central Asia

Zhang Qian (138–126 BC)

The next step came around 130 BC, with the embassies of the Han Dynasty to Central Asia, following the reports of the ambassador Zhang Qian (who was originally sent to obtain an alliance with the Yuezhi against the Xiongnu, in vain). The Chinese emperor Wudi became interested in developing commercial relationship with the sophisticated urban civilizations of Ferghana, Bactria and Parthia: “The Son of Heaven on hearing all this reasoned thus: Ferghana (Dayuan) and the possessions of Bactria (Ta-Hia) and Parthia (Anxi) are large countries, full of rare things, with a population living in fixed abodes and given to occupations somewhat identical with those of the Chinese people, but with weak armies, and placing great value on the rich produce of China” (Hou Hanshu, Later Han History).

The Chinese were also strongly attracted by the tall and powerful horses in the possession of the Dayuan (named “Heavenly horses”), which were of capital importance in fighting the nomadic Xiongnu. The Chinese subsequently sent numerous embassies, around ten every year, to these countries and as far as Seleucid Syria. “Thus more embassies were dispatched to Anxi Yancai Alans , Lijian under the Seleucids, Tiaozhi ^*," target="_blank" >and Tianzhu [northwestern India… As a rule, rather more than ten such missions went forward in the course of a year, and at the least five or six.” (Hou Hanshu, Later Han History). The Chinese campaigned in Central Asia on several occasion, and direct encounters between Han troops and Roman legionaries (probably captured or recruited as mercenaries by the Xiong Nu) are recorded, particularly in the 36 BC battle of Sogdiana (Joseph Needham, Sidney Shapiro). It has been suggested that the Chinese crossbow was transmitted to the Roman world on such occasions, although the Greek gastraphetes provides an alternative origin. The Roman historian Florus also describes the visit of numerous envoys, included Seres (Chinese), to the first Roman Emperor Augustus, who reigned between 27 BC and 14:

"Even the rest of the nations of the world which were not subject to the imperial sway were sensible of its grandeur, and looked with reverence to the Roman people, the great conqueror of nations. Thus even Scythians and Sarmatians sent envoys to seek the friendship of Rome. Nay, the Seres came likewise, and the Indians who dwelt beneath the vertical sun, bringing presents of precious stones and pearls and elephants, but thinking all of less moment than the vastness of the journey which they had undertaken, and which they said had occupied four years. In truth it needed but to look at their complexion to see that they were people of another world than ours." ("Cathay and the way thither", Henry Yule).

The "Silk Road" essentially came into being from the 1st century BC, following these efforts by China to consolidate a road to the Western world and India, both through direct settlements in the area of the Tarim Basin and diplomatic relations with the countries of the Dayuan, Parthians and Bactrians further west. A maritime "Silk Route" opened up between Chinese-controlled Jiaozhi (centred in modern Vietnam map above, near Hanoi) probably by the 1st century. It extended, via ports on the coasts of India and Sri Lanka, all the way to Roman-controlled ports in Egypt and the Nabataean territories on the northeastern coast of the Red Sea.

Ban Chao (97–102)

In 97 Ban Chao crossed the Tian Shan and Pamir Mountains with an army of 70,000 men in a campaign against the Xiongnu. He went as far west as the Caspian Sea and the Ukraine, reaching the territory of Parthia, where he reportedly also sent an envoy named Gan Ying to Daqin (i.e., Rome). Gan Ying detailed an account of the western countries; although he likely reached only the Black Sea before turning back.

The Chinese army made an alliance with the Parthians and established some forts at a distance of a few days march from the Parthian capital Ctesiphon, planning to hold the region for several years. In 116, the Roman Emperor Trajan advanced into Parthia to Ctesiphon and came within one day's march of the Chinese border garrisons, but no direct contacts are known.

The Roman Empire and silk

Soon after the Roman conquest of Egypt in 30 BC, regular communications and trade between India, Southeast Asia, Sri Lanka, China, the Middle East, Africa and Europe blossomed on an unprecedented scale. Land and maritime routes were closely linked, and novel products, technologies and ideas began to spread across the continents of Europe, Asia and Africa. Intercontinental trade and communication became regular, organised, and protected by the 'Great Powers.' Intense trade with the Roman Empire followed soon, confirmed by the Roman craze for Chinese silk (supplied through the Parthians), even though the Romans thought silk was obtained from trees:

“The Seres (Chinese), are famous for the woolen substance obtained from their forests; after a soaking in water they comb off the white down of the leaves… So manifold is the labour employed, and so distant is the region of the globe drawn upon, to enable the Roman maiden to flaunt transparent clothing in public” (Pliny the Elder (23–79, The Natural History).

The Senate issued, in vain, several edicts to prohibit the wearing of silk, on economic and moral grounds: the importation of Chinese silk caused a huge outflow of gold, and silk clothes were considered to be decadent and immoral:

“I can see clothes of silk, if materials that do not hide the body, nor even one's decency, can be called clothes… Wretched flocks of maids labour so that the adulteress may be visible through her thin dress, so that her husband has no more acquaintance than any outsider or foreigner with his wife's body” (Seneca the Younger (c.3 BC–65, Declamations Vol. I).

The Hou Hanshu records that the first Roman envoy arrived in China by this maritime route in 166, initiating a series of Roman embassies to China.

Central Asian commercial & cultural exchanges

BegramGladiator.JPG gladiator on a glass vessel, Begram, 2nd century.]]CentralAsianBuddhistMonks.JPG, 9th-10th century.]] Notably, the Buddhist faith and the Greco-Buddhist culture started to travel eastward along the Silk Road, penetrating in China from around the 1st century BC.

The Kushan empire, in the northwestern part of the Indian subcontinent, was located at the center of these exchanges. They fostered multi-cultural interaction as indicated by their 2nd century treasure hoards filled with products from the Greco-Roman world, China and India, such as in the archeological site of Begram.

Under its strong integrating dynamics on the one hand and the impacts of change it transmitted on the other, tribal societies previously living in isolation along the Silk Road or pastoralists who were of barbarian cultural development were drawn to the riches and opportunities of the civilizations connected by the Silk Road, taking on the trades of marauders or mercenaries. Many barbarian tribes became skilled warriors able to conquer rich cities and fertile lands, and forge strong military empires.

The Silk Road gave rise to the clusters of military states of nomadic origins in North China, invited the Nestorian, Manichaean, Buddhist, and later Islamic religions into Central Asia and China, created the influential Khazar Federation and at the end of its glory, brought about the largest continental empire ever: the Mongol Empire, with its political centers strung along the Silk Road (Beijing in North China, Karakorum in central Mongolia, Sarmakhand in Transoxiana, Tabriz in Northern Iran, Astrakhan in lower Volga, Solkhat in Crimea, Kazan in Central Russia, Erzurum in eastern Anatolia), realizing the political unification of zones previously loosely and intermittently connected by material and cultural goods.

The main traders were during Antiquity were the Indian and Bactrian Traders, then from the fifth to the eighth c. the Sogdian traders, then the Persian traders.

The Roman empire, and its demand for sophisticated Asian products, crumbled in the West around the 5th century. In Central Asia, Islam expanded from the 7th century onward, bringing a stop to Chinese westward expansion at the Battle of Talas in 751. Further expansion of the Islamic Turks in Central Asia from the 10th century finished disrupting trade in that part of the world, and Buddhism almost disappeared.

Artistic transmission on the Silk Road

Main article: Silk Road transmission of art.

Many artistic influences transited along the Silk Road, especially through the Central Asia, where Hellenistic, Iranian, Indian and Chinese influence were able to intermix. In particular Greco-Buddhist art represent one of the most vivid examples of this interaction.

Buddhist deities

The image of the Buddha, originating during the 1st century in northern India (areas of Gandhara and Mathura) was transmitted progressively through Central Asia and China until it reached Korea in the 4th century and Japan in the 6th century. However the transmission of many iconographical details are clear, such as the Hercules inspiration behind the Nio guardian deities in front of Japanese Buddhist temples, and also representations of the Buddha reminiscent of Greek art such as the Buddha in Kamakura.

Wind god

Various other artistic influences from the Silk Road can be found in Asia, one of the most striking being that of the Greek Wind God Boreas, transiting through Central Asia and China to become the Japanese Shinto wind god Fujin.

Floral scroll pattern

Finally the Greek artistic motif of the floral scroll was transmitted from the Hellenistic world to the area of the Tarim Basin around the 2nd century, as seen in Serindian art and wooden architectural remains. It then was adopted by China between the 4th and 6th century and displayed on tiles and ceramics; then it transmitted to Japan in the form of roof tile decorations of Japanese Buddhist temples circa 7th century, particularly in Nara temple building tiles, some of them exactly depicting vines and grapes.

Mongol era

See main article, Mongol Empire: Silk Road. The Mongol expansion throughout the Asian continent from around 1215 to 1360 helped bring political stability and re-establish the Silk Road (vis-à-vis Karakorum). In the late 13th century, a Venetian explorer named Marco Polo became one of the first Europeans to travel the Silk Road to China. Westerners became more aware of the Far East when Polo documented his travels in Il Milione. He was followed by numerous Christian missionnaries to the East, such as William of Rubruck, Benedykt Polak, Giovanni da Pian del Carpini, Andrew of Longjumeau, Odoric of Pordenone, Giovanni de Marignolli, Giovanni di Monte Corvino, and other travellers such as Ibn Battuta or Niccolo Da Conti. Luxury goods were traded from one middleman to another, from China to the West, resulting in high prices for the trade goods.

Technological transfer to the West

FraMauroShips.JPG junk and Atlantic and Mediterranean ships. Depicted in Fra Mauro map, image above.]] Main article: Medieval technology

Many technological innovations from the East seem to have filtered into Europe around that time. The period of the High Middle Ages in Europe saw major technological advances, including the adoption through the Silk Road of printing, gunpowder, the astrolabe, and the compass.

Chinese maps such as the Kangnido and Islamic mapmaking seem to have influenced the emergence of the first practical world maps, such as those of De Virga or Fra Mauro. Ramusio, a contemporary, states that Fra Mauro's map is "an improved copy of the one brought from Cathay by Marco Polo".

Large Chinese junks were also observed by these travelers and may have provided impetus to develop larger ships in Europe.

“The ships, called junks, that navigate these seas carry four masts or more, some of which can be raised or lowered, and have 40 to 60 cabins for the merchants and only one tiller.” (Text from the Fra Mauro map, 09-P25)

“A ship carries a complement of a thousand men, six hundred of whom are sailors and four hundred men-at-arms, including archers, men with shields and crossbows, who throw naphtha… These vessels are built in the towns of Zaytun (a.k.a Zaitun, today's Quanzhou; 刺桐) and Sin-Kalan. The vessel has four decks and contains rooms, cabins, and saloons for merchants; a cabin has chambers and a lavatory, and can be locked by its occupants.” (Ibn Battuta).

Disintegration

However, with the disintegration of the Mongol Empire also came discontinuation of the Silk Road's political, cultural and economic unity. Turkmeni marching lords seized the western end of the Silk Road — the decaying Byzantine Empire. After the Mongol Empire, the great political powers along the Silk Road became economically and culturally separated. Accompanying the crystallization of regional states was the decline of nomad power, partly due to the devastation of the Black Death and partly due to the encroachment of sedentary civilizations equipped with gunpowder.

The effect of gunpowder and early modernity on Europe was the integration of territorial states and increasing mercantilism; whereas on the Silk Road, gunpowder and early modernity had the opposite impact: the level of integration of the Mongol Empire could not be maintained, and trade declined (though partly due to an increase in European maritime exchanges).

The Silk Road stopped serving as a shipping route for silk around 1400.

The great explorers: Europe reaching for Asia

The disappearance of the Silk Road following the end of the Mongols was one of the main factors that stimulated the Europeans to reach the prosperous Chinese empire through another route, especially by the sea. Tremendous profits were to be obtained for anyone who could achieve a direct trade connection with Asia.

When he went West in 1492, Christopher Columbus reportedly wished to create yet another Silk Route to China. It was allegedly one of the great disappointments of western nations to have found a continent "in-between" before recognizing the potential of a "New World."

The wish to trade directly with China was also the main drive behind the expansion of the Portuguese beyond Africa after 1480, followed by the powers of the Netherlands and Great Britain from the 17th century. As late as the 18th century, China was usually still considered the most prosperous and sophisticated of any civilization on earth, however its per capita income was low relative to western Europe at that time. Leibniz, echoing the prevaling perception in Europe until the Industrial Revolution, wrote in the 17th century: “Everything exquisite and admirable comes from the East Indies… Learned people have remarked that in the whole world there is no commerce comparable to that of China” (Leibniz).

In the 18th century, Adam Smith, declared that China had been one of the most prosperous nations in the world, but that it had remained stagnant for a long time and that at the time of his writing, wages were low and the lower classes were particularly poor “The accounts of all travellers, inconsistent in many other respects, agree in the low wages of labour, and in the difficulty which a labourer finds in bringing up a family in China. If by digging the ground a whole day he can get what will purchase a small quantity of rice in the evening, he is contented. The condition of artificers is, if possible, still worse. Instead of waiting indolently in their work-houses, for the calls of their customers, as in Europe, they are continually running about the streets with the tools of their respective trades, offering their service, and as it were begging employment. The poverty of the lower ranks of people in China far surpasses that of the most beggarly nations in Europe. In the neighbourhood of Canton many hundred, it is commonly said, many thousand families have no habitation on the land, but live constantly in little fishing boats upon the rivers and canals. The subsistence which they find there is so scanty that they are eager to fish up the nastiest garbage thrown overboard from any European ship. Any carrion, the carcase of a dead dog or cat, for example, though half putrid and stinking, is as welcome to them as the most wholesome food to the people of other countries. Marriage is encouraged in China, not by the profitableness of children, but by the liberty of destroying them. In all great towns several are every night exposed in the street, or drowned like puppies in the water. The performance of this horrid office is even said to be the avowed business by which some people earn their subsistence.” (Adam Smith, The Wealth of Nations, 1776).:

“China has been long one of the richest, that is, one of the most fertile, best cultivated, most industrious, and most populous countries in the world. It seems, however, to have been long stationary. Marco Polo, who visited it more than five hundred years ago, describes its cultivation, industry, and populousness, almost in the same terms in which they are described by travellers in the present times. It had perhaps, even long before his time, acquired that full complement of riches which the nature of its laws and institutions permits it to acquire.” (Adam Smith, The Wealth of Nations, 1776).

In effect, the spirit of the Silk Road and the will to foster exchange between the East and West, and the lure of the huge profits attached to it, has affected much of the history of the world during these last three millennia.

External links

Notes

References

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